þ | ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES | |
EXCHANGE ACT OF 1934
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o | TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES | |
EXCHANGE ACT OF 1934
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A. | Full title of the plan and the address of the plan, if different from that of the issuer named below: |
B. | Name of issuer of the securities held pursuant to the plan and the address of its principal executive office: |
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FINANCIAL STATEMENTS
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Supplemental Schedule*
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Consent
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29 | |||||||
EX-23.1: CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | ||||||||
EX-23.2: CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
* | Other schedules required by the Department of Labors Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974 (ERISA) have been omitted because they are not applicable. |
2
Plan Administrator, Investment, and Benefit Committees
of Celanese Americas Retirement Savings Plan:
June 15, 2007
Table of Contents
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The Plan Administrator, Investment, and Benefit Committees
of Celanese Americas Retirement Savings Plan:
June 27, 2006
Table of Contents
As
of December 31,
2006
2005
(In thousands)
$
731,214
$
692,547
3,495
3,023
11,575
12,010
746,284
707,580
1,422
1,472
1,422
1,472
747,706
709,052
766
690
746,940
708,362
(815
)
(841
)
$
746,125
$
707,521
Table of Contents
Benefits for the Years Ended December 31, 2006 and 2005
2006
2005
(in thousands)
$
72,275
$
31,949
12,111
12,114
704
561
34
488
85,124
45,112
10,060
10,231
20,607
20,728
734
921
31,401
31,880
(2,071
)
(2,174
)
(82,704
)
(91,320
)
6,854
15,399
38,604
(1,103
)
707,521
708,624
$
746,125
$
707,521
Table of Contents
(1)
Description of the Plan
The Celanese Americas Retirement Savings Plan (the Plan) is a participant directed,
defined contribution plan sponsored by Celanese Americas Corporation and Subsidiaries
(Celanese or the Company), a wholly owned subsidiary of Celanese Corporation. The Plan
covers certain employees of the Company and its participating affiliates (Participants).
Effective January 1, 2006, the Plan was amended to allow for participation of Meredosia Union
employees. The Plan is subject to the provisions of the Employee Retirement Income Security Act
of 1974, as amended (ERISA). Participants in the Plan should refer to the Plan document for
more complete details of the Plans provisions.
In February 2005, participant account balances of $15,398,640 were transferred into the Plan
from the Retirement Savings Plan of the ICI Group. This transfer represents participant assets
for employees that were transferred to Celanese in conjunction with the purchase of the Vinamul
emulsions business of the National Starch and Chemical Company, a subsidiary of ICI.
In September 2006, participant account balances of $7,019,236 were transferred to the Plan from
the Celanese Americas Retirement Savings Plan for Meredosia Union Employees. This transfer
represents participant assets for employees that were transferred to the Plan as a result of a
newly ratified collective bargaining agreement.
The Company has a trust agreement with State Street Bank & Trust Company. The trust agreement
establishes a qualified trust for the Plan. The assets of the trust are managed by various
investment managers appointed by the Company.
The Companys Investment Committee oversees the Plan and has discretionary authority to appoint
an agent to direct the purchase and sale of investments in the Plan. The Company appointed the
Plan Administrator and Investment Committee as the named fiduciaries of the Plan.
(a)
Eligibility
Employees are eligible to participate in the Plan as soon as administratively practicable
following their date of hire (taking into account the need to enroll and the timing of the
Companys payroll cycles).
(b)
Participant Contributions
Participants may contribute from 2% to 80% of their eligible compensation, as defined in
the Plan document and subject to certain Internal Revenue Service (IRS) limitations,
through payroll deductions. Participants may designate contributions as either
before-tax, after-tax or a combination of both. Participants before-tax contributions
and Company contributions are deferred compensation pursuant to Section 401(k) of the
Internal Revenue Code (IRC).
(c)
Company Contributions
The Company makes a contribution equal to the amount contributed by each Participant up to
5% of such Participants eligible compensation for non-union participants, as defined in
the Plan document. The Companys contribution for union participants varies, as defined in
the Plan document, but does not exceed 5% of the Participants eligible compensation. Effective
January 1, 2006 the plan was amended to increase the matching contribution for the Calvert
City union participants to a 100% match of the savings of Calvert City union participants,
not to exceed 3% of the participants eligible compensation.
Table of Contents
(d)
Vesting
All Participants contributions and income earned or losses incurred thereon are fully
vested at all times. The Companys contributions and income earned or losses incurred
thereon are vested either upon the completion of three years of service with the Company,
as defined in the Plan document, death, retirement, total and permanent disability,
involuntary termination of employment by the Company (other than for cause) or the
attainment of age 65.
(e)
Forfeitures
Forfeitures of non-vested Company contributions are used to reduce future employer
contributions or to restore prior forfeitures under certain conditions. In 2006 and 2005,
Company contributions were reduced by $539,203 and $442, respectively, from forfeited
non-vested accounts. At December 31, 2006 and 2005, forfeitures of $188,831 and $495,699,
respectively, were available for reducing future employer contributions or to restore prior
forfeitures under certain conditions.
(f)
Distributions and Withdrawals
A Participants entire vested account balance shall be payable upon termination of
employment, retirement, disability or death. Participants who suffer a financial hardship
may withdraw all or part of their vested account balance before tax contributions subject
to certain provisions, as described in the Plan document. Distributions and withdrawals
under the Plan are made in cash in the form of a lump sum. Payments are made as soon as
administratively practicable within the provisions of the Plan. The Plan allows for
in-service withdrawals of vested contributions under certain circumstances, as defined in
the Plan document.
(g)
Participant Accounts
Each Participants account is credited with the Participants contributions, the
appropriate amount of the Companys contribution and an allocation of the Plans earnings
or losses and the investment management fees in accordance with the allocation provisions
contained in the Plan document. The benefit to which a participant is entitled is the
benefit that can be provided from the Participants vested account balance.
(h)
Participant Loans
Participants who are actively working, and have a vested account balance of at least
$2,000, may borrow up to the lesser of 50% of the vested account balance or $50,000 less
the highest outstanding loan balance in the previous 12 months. The minimum loan available
is $1,000 and shall not exceed $50,000. Loans are generally for periods of up to five years
with the exception of the purchase of a primary residence in which case the loan can be for
a period up to fifteen years. Loans are repaid in bi-weekly installments and include
interest charges. The interest rate on new loans, fixed on the first business day of the
month, is based on the Prime Lending Rate (per the Wall Street Journal) plus 1%. The range
of interest rates for outstanding Participant loans as of December 31, 2006 and 2005 was 5%
to 11.5% with maturities ranging from 2006 to 2020.
Table of Contents
(i)
Investments
Plan Participants may direct the investment of their account in 1% increments among any of
twelve investment options. A Participant may transfer all or a portion of his or her
interest, in 1% increments, from one investment fund to another. Each of the Plans
investment options is managed for the Plan by independent investment managers, who employ a
specific set of investment criteria endorsed and monitored by the Company.
Celanese Stock Fund
On August 8, 2005, an amendment was approved whereby a stock bonus plan was adopted as a
permanent feature of the Plan with a primary investment in common shares of Celanese
Corporation. This stock bonus plan feature limits employee holdings of Celanese Corporation
common shares to twenty percent of the employees total account balance under the Plan and
imposes a 30-day restriction on reentry into the stock fund after a sale of stock. State
Street Global Advisors was named as the fiduciary of the employer stock fund. The Trustee
shall vote shares of Celanese Corporation stock in accordance with the instructions of the Participants
in whose accounts the shares are held. Participants have the right to give such
instructions whether they are vested or not. The trustee shall vote the total number of
shares of Celanese stock held by the Plan as of the date of the annual meeting of Celanese
Corporation. Purchases and sales of Celanese Corporation stock are generally made on the
open market on behalf of and as directed by Plan Participants. During 2006, the Trustee
purchased 341,550 shares of Celanese Corporation stock for the fund at an average price of
$19.92 per share and sold 243,804 shares of Celanese Corporation stock for the fund at an
average price $20.56 per share. During 2005, the Trustee purchased 195,310 shares of
Celanese Corporation stock for the fund at an average price of $17.60 per share and sold
6,755 shares of Celanese Corporation stock for the fund at an average price $18.39 per
share.
Stable Value Fund
Included in the Plans twelve investment options is the Stable Value Fund. The Stable Value
Fund invests in a variety of investment grade fixed income securities, primarily U.S.
Treasury, Agency, corporate, and mortgage-backed securities. The fund, also known as a
synthetic guaranteed investment contract (GIC), also invests in a special kind of
investment contract called a benefit responsive wrap. The wrap provides for a guarantee
of principal and a stabilized interest rate. The average yield of the investment contracts
was 5.29% and 5.18% for the years ended December 31, 2006 and 2005, respectively. The
crediting interest rate on investment contracts was 5.29% and 5.40% as of December 31, 2006
and 2005, respectively. The crediting rates for certain GICs are reset quarterly and are
based on the market value of the portfolio of assets underlying these contracts. Inputs
used to determine the crediting rate include each contracts portfolio market value,
current yield-to-maturity, duration (i.e. weighted average life) and market value relative
to contract value. All contracts have a guaranteed rate of 0% or higher with respect to
determining interest rates resets.
A synthetic GIC provides for a guaranteed return on principal over a period of time through
the use of underlying assets and a benefit responsive wrapper contract issued by a third
party. The wrapper contract provides market and cash flow protection to the Plan. The value
of the wrapper is determined by the difference between the fair value of the underlying
assets and the contract value attributable by the wrapper to those assets. The value of the
wrapper as of December 31, 2006 and 2005 was approximately
$3,495,000 and $3,023,000, respectively.
As described in Financial Accounting Standards Board Staff
Position, FSP AAG INV-1 and SOP 94-4-1,
Reporting of Fully
Benefit-Responsive Investment Contracts Held by Certain Investment
Companies Subject to the AICPA Investment Company Guide and
Defined-Contribution Health and Welfare and Pension Plans
(FSP), investment contracts held in a
defined-contribution plan are required to be reported at fair value.
However, contract value is the relevant measurement attribute for that
portion of the net assets available for benefits of a
defined-contribution plan attributable to fully benefit-responsive
investment contracts because contract value is the amount
participants would receive if they were to initiate permitted
transactions under terms of the Plan. The Plan invests in fully
benefit-responsive investment contracts held in the Stable Value
Fund. The Plan adopted the FSP as of December 31, 2006 and also
applied it retroactively to the December 31, 2005 Statement of
Net Assets Available for Benefits. The Statement of Net Assets
Available for Benefits presents the fair value of these investment
contracts as well as their adjustment from fair value to contract
value. The Statement of Changes in Net Assets Available for Benefits
is prepared on a contract value basis.
Table of Contents
(2)
Summary of Significant Accounting Policies
(a)
Basis of Presentation
The accompanying financial statements have been prepared in
accordance with the accounting
principles generally accepted in the United States of America (US GAAP) for all periods presented.
(b)
Valuation of Investments and Income Recognition
The Plans investments are stated at fair value. Investments in the
collective trust funds are valued at fair value based upon the quoted market values of the
underlying assets, where available. Loans to Participants are valued at cost, which
approximates fair value. All purchases and sales of securities are recorded on a trade-date
basis.
Interest income is recorded when earned. Dividends are recorded on the ex-dividend date.
Net appreciation (depreciation) in fair value of investments includes realized gains and
losses on investments sold during the year as well as net appreciation (depreciation) of
the investments held at the end of the year.
(c)
Risks and Uncertainties
The assets of the Plan consist primarily of investments held at fair value. These
investments are subject to market risks and are influenced by such factors as investment
objectives, interest rates, stock market performance, economic conditions, and world
affairs. Due to the level of risk associated with certain investments, it is reasonably
possible that changes in the values of investments will occur in the near term and that
such changes could materially affect participants account balances and the amounts
reported in the financial statements.
(d)
Use of Estimates
The preparation of financial statements in accordance with US
GAAP requires management to make estimates and
assumptions that affect the reported amounts of assets and liabilities and disclosure of
contingent assets and liabilities at the date of the financial statements and the reported
amounts of additions and deductions during the reporting period. Actual results could
differ from those estimates.
(e)
Payment of Benefits
Benefits are recorded when paid.
Table of Contents
(3)
Investments
The following table presents the total investments of the Plan segregated by valuation
method. Investments that represent five percent or more of the Plans net assets as of December
31 are marked with an asterisk (*).
As of December 31,
2006
2005
(in thousands)
$
7,409
$
3,605
5,163
6,939
31,518
34,690
25,265
25,962
9,761
9,507
79,116
80,703
183,051
*
185,068
*
190,003
*
179,391
*
112,503
*
106,227
*
58,449
*
60,977
*
108,092
80,181
652,098
611,844
731,214
692,547
11,575
12,010
$
742,789
$
704,557
Wrapper
Adjustment to
2006
Investments at
Contracts at
Contract
Fair Value
Fair Value
Value
$
19
$
$
199
673
182,160
(815
)
3,495
$
183,051
$
3,495
$
(815
)
Wrapper
Adjustment to
2005
Investments at
Contracts at
Contract
Fair Value
Fair Value
Value
$
20
$
$
148
674
184,226
(841
)
3,023
$
185,068
$
3,023
$
(841
)
Table of Contents
For the years ended December 31
2006
2005
$
(1,552
)
$
1,029
1,288
1,885
2,014
293
(111
)
(158
)
1,639
3,049
70,636
28,900
$
72,275
$
31,949
(4)
Plan Termination
Although the Company has not expressed any intent to terminate the Plan, it may do so at
any time, subject to the provisions of ERISA. Upon termination of the Plan, any Participant who
is then an employee of the Company would become 100% vested in all Company contributions.
(5)
Federal Income Taxes
The IRS has determined and informed the Company by a letter dated April 19, 2004, that the
Plan and related trust are designed in accordance with applicable sections of the IRC. Although
the Plan has been amended since receiving the determination letter, the Plan Administrator
believes that the Plan is designed and is currently being operated in compliance with the
applicable requirements of the IRC.
(6)
Administrative Expenses
Administrative expenses (principally record keeping costs and legal fees) are accrued and
charged against the respective funds of the Plan. Investment management fees, taxes, brokerage
commissions, and related fees are paid from the respective funds from which they are levied,
assessed, or incurred. Certain administrative expenses of the Plan are paid by the Company.
Expenses not paid by the Company are paid by the Plan.
(7)
Parties-in-Interest
Certain Plan investments are shares of common/collective trust funds managed by
JPMorgan/American Century or State Street Bank & Trust Company. In addition, certain Plan
investments are in interest bearing cash managed by Morgan Guaranty Trust Company of New York.
JPMorgan Retirement Plan Services is the record keeper and State Street Bank & Trust Company is
the Trustee, as defined by the Plan and, therefore, these transactions qualify as
party-in-interest transactions. These transactions are covered by an exemption from the
prohibited transaction provisions of ERISA and the IRC. The Plan also invests in the common
stock of the Plan Sponsor as well as loans to Plan participants, both of which qualify as
parties-in-interest to the Plan and are exempt from prohibited transaction rules.
Table of Contents
(8)
Subsequent Events
On April 23, 2007, net assets of $28,464,126 were transferred from the Plan in conjunction
with Celanese Corporations sale of its oxo products and derivatives business and the transfer of
impacted employees to OXEA Corporation.
Table of Contents
(HELD AT END OF YEAR)
HOISINGTON INV. MGMT CO
BERNSTEIN
JP MORGAN
CELANESE SAV LOAN FUND
PIMCO
CAPITAL GUARDIAN
JP MORGAN
JP MORGAN
JP MORGAN
BARCLAYS
BARCLAYS
MARSICO CAPITAL MGMT LLC
SSGA
Table of Contents
(HELD AT END OF YEAR)
(A)
(B) IDENTITY OF ISSUER
(C) DESCRIPTION OF INVESTMENT
RATE
MAT DATE
(E) CURRENT
FUND
SHARES/PAR
(D) COST
VALUE
INTEREST BEARING CASH
BGI MONEY MARKET FD FOR EBT
CASH HELD AT ALEX BROWN
05499B995
11.000
11.00
11.00
05499B995
6.000
6.00
6.00
5.000
5.00
5.00
BZW PRINCIPAL CASH
1.140
1.14
1.14
12399A986
0.280
0.28
0.28
12399A986
0.860
0.86
0.86
MORGAN GUARANTY TRUST CO OF NY
LIQUIDITY FUND
0.001
12/31/2006
3,807,648.99
3,807,648.99
3,807,648.99
61699B004
683,530.31
683,530.31
683,530.31
61699B004
821,558.51
821,558.51
821,558.51
61699B004
62,074.95
62,074.95
62,074.95
B1699B004
2,240,485.22
2,240,485.22
2,240,485.22
MORGAN GUARANTY TRUST CO OF NY
LIQUIDITY FUND
0.010
12/31/2006
14,798.24
14,798.24
14,798.24
61699B004
14,798.24
14,798.24
14,798.24
*
STATE STREET BANK + TRUST CO
SHORT TERM INVESTMENT FUND
1.000
12/31/2030
1,341,013.90
1,341,013.90
1,341,013.90
8574809S8
528,846.06
528,846.06
528,846.06
8574809S8
1,253.33
1,253.33
1,253.33
8574809S8
723,188.22
723,188.22
723,188.22
8574809S8
87,726.29
87,726.29
87,726.29
5,163,473.27
5,163,473.27
5,163,473.27
Table of Contents
SCHEDULE H, LINE 4I SCHEDULE OF ASSETS
(HELD AT END OF YEAR)
(A)
(B) IDENTITY OF ISSUER
(C) DESCRIPTION OF INVESTMENT
RATE
MAT DATE
(E) CURRENT
FUND
SHARES/PAR
(D) COST
VALUE
U.S. GOVERNMENT SECURITIES
UNITED STATES TREAS BDS
6.625
02/15/2027
3,827,000.00
4,559,562.83
4,664,156.25
912810EZ7
3,827,000.00
4,559,562.83
4,664,156.25
UNITED STATES TREAS BDS
6.375
08/15/2027
1,010,000.00
1,127,520.05
1,201,821.22
912810FA1
1,010,000.00
1,127,520.05
1,201,821.22
UNITED STATES TREAS BDS
BD
5.250
11/15/2028
5,585,000.00
5,672,907.70
5,856,833.12
912810FF0
5,585,000.00
5,672,907.70
5,856,833.12
UNITED STATES TREAS BDS
5.250
02/15/2029
18,875,000.00
19,073,476.78
19,795,156.25
912810FG8
18,875,000.00
19,073,476.78
19,795,156.25
29,297,000.00
30,433,467.36
31,517,966.84
Table of Contents
05MK
COMPOSITE
SCHEDULE H, LINE 4I SCHEDULE OF ASSETS
(HELD AT END OF YEAR)
(A)
(B) IDENTITY OF ISSUER
(C) DESCRIPTION OF INVESTMENT
RATE
MAT DATE
(E) CURRENT
FUND
SHARES/PAR
(D) COST
VALUE
CORPORATE STOCKS COMMON
UBS AG
SHS NEW
13,007.000
592,322.86
784,712.31
H89231338
13,007.000
592,322.86
784,712.31
AMERICA MOVIL SAB DE CV
SPONS ADR REPSTG SER L SHS
10,421.000
336,649.70
471,237.62
02364W105
10,421.000
336,649.70
471,237.62
AMYLIN PHARMACEUTICALS INC
8,816.000
331,438.39
317,993.12
032346108
8,816.000
331,438.39
317,993.12
BOEING CO
COM
5,696.000
494,499.89
506,032.64
097023105
5,696.000
494,499.89
506,032.64
BURLINGTON NORTHN SANTA FE
COM
12,438.000
837,480.33
918,048.78
12189T104
12,438.000
837,480.33
918,048.78
CB RICHARD ELLIS GROUP INC
CL A
2,312.000
61,575.81
76,758.40
12497T101
2,312.000
61,575.81
76,758.40
*
CELANESE CORP DE
COM SER A
286,301.000
5,526,342.44
7,409,469.88
150870103
286,301.000
5,526,342.44
7,409,469.88
CISCO SYS INC
COM
22,908.000
521,246.84
626,075.64
17275R102
22,908.000
521,246.84
626,075.64
CITIGROUP INC
COM
8,900.000
491,236.08
495,730.00
172967101
8,900.000
491,236.08
495,730.00
COMCAST CORP NEW
CL A
26,655.000
854,551.24
1,128,306.15
20030N101
26,655.000
854,551.24
1,128,306.15
FEDERATED DEPT STORES INC DE
COM
10,303.000
423,031.95
392,853.39
31410H101
10,303.000
423,031.95
392,853.39
Table of Contents
05MK
COMPOSITE
SCHEDULE H, LINE 4I SCHEDULE OF ASSETS
(HELD AT END OF YEAR)
(A)
(B) IDENTITY OF ISSUER
(C) DESCRIPTION OF INVESTMENT
RATE
MAT DATE
(E) CURRENT
FUND
SHARES/PAR
(D) COST
VALUE
FEDEX CORP
COM
8,801.000
727,961.91
955,964.62
31428X106
8,801.000
727,961.91
955,964.62
FOUR SEASONS HOTELS INC
LTD VTG SH
3,104.000
166,560.64
254,496.96
35100E104
3,104.000
166,560.64
254,496.96
GENENTECH INC
COM
15,041.000
791,783.48
1,220,276.33
368710406
15,041.000
791,783.48
1,220,276.33
GENERAL DYNAMICS CORP
COM
10,073.000
540,961.34
748,927.55
369550108
10,073.000
540,961.34
748,927.55
GENZYME CORP
COM GEN DIV
5,766.000
403,020.94
355,070.28
372917104
5,766.000
403,020.94
355,070.28
GOLDMAN SACHS GROUP INC
COM
7,000.000
1,037,899.37
1,395,450.00
38141G104
7,000.000
1,037,899.37
1,395,450.00
HEINEKEN N.V.
ADR
9,540.000
221,287.36
226,098.00
423012202
9,540.000
221,287.36
226,098.00
INTEL CORP
COM
11,507.000
251,819.39
233,016.75
458140100
11,507.000
251,819.39
233,016.75
KB HOME
COM
6,143.000
364,561.38
315,013.04
48666K109
6,143.000
364,561.38
315,013.04
LAS VEGAS SANDS CORP
COM
10,325.000
612,988.90
923,881.00
517834107
10,325.000
612,988.90
923,881.00
LEHMAN BROTHERS HLDGS INC
COM
10,981.000
612,255.18
857,835.72
524908100
10,981.000
612,255.18
857,835.72
LENNAR CORP
CL A
6,095.000
325,657.51
319,743.70
526057104
6,095.000
325,657.51
319,743.70
Table of Contents
05MK
COMPOSITE
SCHEDULE H, LINE 4I SCHEDULE OF ASSETS
(HELD AT END OF YEAR)
(A)
(B) IDENTITY OF ISSUER
(C) DESCRIPTION OF INVESTMENT
RATE
MAT DATE
(E) CURRENT
FUND
SHARES/PAR
(D) COST
VALUE
LOCKHEED MARTIN CORP
COM
8,499.000
624,358.30
782,502.93
539830109
8,499.000
624,358.30
782,502.93
LOWES COS INC
USD0.50
20,937.000
614,889.51
652,187.55
548661107
20,937.000
614,889.51
652,187.55
MGM MIRAGE INC
COM
15,017.000
568,900.16
861,224.95
552953101
15,017.000
568,900.16
861,224.95
MONSANTO CO NEW
COM
12,849.000
579,063.86
674,957.97
61166W101
12,849.000
579,063.86
674,957.97
NRG ENERGY INC
COM NEW
2,273.000
124,333.10
127,310.73
629377508
2,273.000
124,333.10
127,310.73
NORDSTROM INC
COM
2,605.000
130,346.65
128,530.70
655664100
2,605.000
130,346.65
128,530.70
PEPSICO INC
COM
1,741.000
114,538.05
108,899.55
713448108
1,741.000
114,538.05
108,899.55
PRAXAIR INC
COM
8,238.000
501,087.14
488,760.54
74005P104
8,238.000
501,087.14
488,760.54
PROCTER AND GAMBLE CO
COM
15,572.000
835,542.82
1,000,812.44
742718109
15,572.000
835,542.82
1,000,812.44
ST JOE CO
COM
2,988.000
206,891.47
160,067.16
790148100
2,988.000
206,891.47
160,067.16
SCHLUMBERGER LTD
COM
9,023.000
554,496.40
569,892.68
806857108
9,023.000
554,496.40
569,892.68
STARBUCKS CORP
COM
11,408.000
263,802.37
404,071.36
855244109
11,408.000
263,802.37
404,071.36
Table of Contents
SCHEDULE H, LINE 4I SCHEDULE OF ASSETS
(HELD AT END OF YEAR)
(A)
(B) IDENTITY OF ISSUER
(C) DESCRIPTION OF INVESTMENT
RATE
MAT DATE
(E) CURRENT
FUND
SHARES/PAR
(D) COST
VALUE
STATION CASINOS INC
3,043.000
186,442.64
248,521.81
857689103
3,043.000
186,442.64
248,521.81
TARGET CORP
COM
8,534.000
453,738.65
486,864.70
87612E106
8,534.000
453,738.65
486,864.70
TOYOTA MTR CO
ADR 2 COM
5,587.000
572,493.42
750,389.97
892331307
5,587.000
572,493.42
750,389.97
UNION PAC CORP
COM
6,649.000
525,019.34
611,840.98
907818108
6,649.000
525,019.34
611,840.98
UNITED TECHNOLOGIES CORP
COM
6,832.000
404,073.03
427,136.64
913017109
6,832.000
404,073.03
427,136.64
UNITEDHEALTH GROUP INC
COM
33,735.000
1,085,587.87
1,812,581.55
91324P102
33,735.000
1,085,587.87
1,812,581.55
WELLS FARGO + CO NEW
COM
14,742.000
504,822.15
524,225.52
949746101
14,742.000
504,822.15
524,225.52
WYNN RESORTS LTD
COM
3,125.000
176,724.24
293,281.25
983134107
3,125.000
176,724.24
293,281.25
YUM BRANDS INC
COM
10,666.000
522,500.58
627,160.80
988498101
10,666.000
522,500.58
627,160.80
716,196.000
26,076,784.68
32,674,213.66
Table of Contents
SCHEDULE H, LINE 4I SCHEDULE OF ASSETS
(HELD AT END OF YEAR)
(A)
(B) IDENTITY OF ISSUER
(C) DESCRIPTION OF INVESTMENT
RATE
MAT DATE
(E) CURRENT
FUND
SHARES/PAR
(D) COST
VALUE
LOANS TO PARTICIPANTS OTHER
LOANS TO PARTICIPANTS
11,574,807.430
11,574,807.43
11,574,807.43
53999S985
11,574,807.430
11,574,807.43
11,574,807.43
11,574,807.430
11,574,807.43
11,574,807.43
Table of Contents
SCHEDULE H, LINE 4I SCHEDULE OF ASSETS
(HELD AT END OF YEAR)
(A)
(B) IDENTITY OF ISSUER
(C) DESCRIPTION OF INVESTMENT
RATE
MAT DATE
(E) CURRENT
FUND
SHARES/PAR
(D) COST
VALUE
ALLIANCE COLLECTIVE INVT TR
BERNSTEIN STRATEGIC VALUE COL
11,515,310.556
101,792,960.92
190,002,624.14
018564823
11,515,310.556
101,792,960.92
190,002,624.14
*
JPMCB SPECIAL SITUATION
PROPERTY FUND
349.694
314,951.64
512,027.49
03499B925
49.453
45,258.28
72,408.61
03499B925
300.241
269,693.36
439,618.88
BGI EQUITY INDEX FUND I
2,579,152.548
77,585,063.66
112,502,634.14
05799K984
2,579,152.548
77,585,063.66
112,502,634.14
BGI RUSSEL 2000 ALPHA
TILTS CL F
3,544,484.467
44,475,291.20
58,448,548.86
05999K966
3,544,484.467
44,475,291.20
58,448,548.86
CG 1NTL NON US EQUITY
1,133,315.179
30,982,358.28
39,280,704.10
12599Q971
1,133,315.179
30,982,358.28
39,280,704.10
INTREPID AMERICA
COMMINGLED PENSION TR 9719929
384,237.097
7,235,246.00
7,215,972.68
46299E961
56,006.320
1,054,599.01
1,051,798.69
46299E961
119,550.904
2,251,204.99
2,245,165.98
46299E961
208,679.873
3,929,442.00
3,919,008.01
*
JPMCB STRATEGIC PROPERTY
FND
1,412.767
1,518,083.76
2,228,724.71
46599C921
424.264
394,970.74
669,301.92
46599C921
408.065
450,951.88
643,747.02
46599C921
580.438
672,161.14
915,675.77
*
JPMCB EAFE REI FUND
11,708.814
137,497.58
216,495.99
46799F989
11,708.814
137,497.58
216,495.99
*
JPMBC EMERGING MARKETS EQUITY
REF 29803779
28,488.308
430,354.17
793,600.68
46799G953
14,967.788
205,693.65
417,002.57
46799G953
13,517.520
224,660.52
376,598.11
*
JPMBC US ACTIVE FIXED CORE FD
REF 29803773
347,668.728
8,926,377.99
9,724,294.32
46799G961
179,509.486
4,489,379.69
5,020,880.32
Table of Contents
SCHEDULE H, LINE 4I SCHEDULE OF ASSETS
(HELD AT END OF YEAR)
Table of Contents
SCHEDULE H, LINE 4I SCHEDULE OF ASSETS
(HELD AT END OF YEAR)
Table of Contents
SCHEDULE H, LINE 4I SCHEDULE OF ASSETS
(HELD AT END OF YEAR)
(A)
(B) IDENTITY OF ISSUER
(C) DESCRIPTION OF INVESTMENT
RATE
MAT DATE
(E) CURRENT
FUND
SHARES/PAR
(D) COST
VALUE
REGISTERED INVESTMENT COMPANY
PIMCO FDS PAC INVT MGMT SER
TOTAL RETURN FD II ADMIN CL
988,915.961
10,123,678.65
9,760,600.54
05MG
693390544
988,915.961
10,123,678.65
9,760,600.54
988,915.961
10,123,678.65
9,760,600.54
Table of Contents
SCHEDULE H, LINE 4I SCHEDULE OF ASSETS
(HELD AT END OF YEAR)
(A)
(B) IDENTITY OF ISSUER
(C) DESCRIPTION OF INVESTMENT
RATE
MAT DATE
(E) CURRENT
FUND
SHARES/PAR
(D) COST
VALUE
INSURANCE CO. GENERAL ACCOUNT
BANK OF AMERICA
CONTRACT NO. 02 011
5.000
12/31/2055
61,915,579.89
61,915,579.89
61,915,579.89
05MO
05999T9U4
61,915,579.89
61,915,579.89
61,915,579.89
CAISSE DEPOTS ET CONSIGNATIONS
CONTRACT 1837 01
5.000
12/31/2055
61,899,508.24
61,899,508.24
61,899,508.24
05MO
1289969F4
61,899,508.24
61,899,508.24
61,899,508.24
*
STATE STREET BANK
CONTRACT 102063
5.000
12/31/2055
61,915,580.35
61,915,580.35
61,915,580.35
05MO
8579939G6
61,915,580.35
61,915,580.35
61,915,580.35
185,730,668.48
185,730,668.48
185,730,668.48
*
Party-in-interest
Table of Contents
SCHEDULE H, LINE 4I SCHEDULE OF ASSETS
(HELD AT END OF YEAR)
ASSET CATEGORY
UNITS
COST
CURRENT VALUE
5,163,473.270
5,163,473.27
5,163,473.27
0.000
0.00
0.00
29,297,000.000
30,433,467.36
31,517,966.84
0.000
0.00
0.00
0.000
0.00
0.00
0.000
0.00
0.00
716,196.000
26,076,784.68
32,674,213.66
0.000
0.00
0.00
0.000
0.00
0.00
0.000
0.00
0.00
0.000
0.00
0.00
0.000
0.00
0.00
0.000
0.00
0.00
11,574,807.430
11,574,807.43
11,574,807.43
0.000
0.00
0.00
22,189,198.644
314,458,078.61
469,047,220.15
0.000
0.00
0.00
0.000
0.00
0.00
988,915.961
10,123,678.65
9,760,600.54
185,730,668.480
185,730,668.48
185,730,668.48
0.000
0.00
0.00
255,660,259.785
583,560,958.48
745,468,950.37
Table of Contents
Celanese Americas Retirement Savings Plan
Date: June 26, 2007
By:
/s/ Steven M. Sterin
Steven M. Sterin
Vice President, Controller, and Principal
Accounting Officer of Celanese Corporation
Vice President and Corporate Controller of
Celanese Americas Corporation
Table of Contents
29
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