FORM 4
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X
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
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2. Issuer Name
and
Ticker or Trading Symbol
Celanese CORP [ CE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __ X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
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3. Date of Earliest Transaction
(MM/DD/YYYY)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Series A Common Stock | 4/7/2005 | C | 7350435 | A | (1) | 7905169 | I | see footnote (2) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series B Common Stock | (1) | 4/7/2005 | C | 7350435 | 1/24/2005 | (1) | Series A Common Stock | 7350435 | (1) | 0 | I | see footnote (2) |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
HAIN J TRAVIS
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X |
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Signatures
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/s/ J. Travis Hain | 4/7/2005 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
EXHIBIT 99.1
Information Regarding Joint Filers
Designated Filer of Form 4: J. Travis Hain
Item 2. Date of Event Requiring Statement:
Item 4. Issuer Name and Ticker Symbol: Celanese Corporation (CE)
Designated Filer: |
Ownership Form |
Nature of Indirect Beneficial Ownership |
J. Travis Hain 100 North Tryon Street Bank of America Plaza Charlotte, NC 28255 |
Indirect |
Indirect 100% Owner of Reported Shares, as director of BACM I Sidecar GP Limited |
Joint Filers: |
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BA Capital Investors Sidecar Fund, L.P. 100 North Tryon Street Bank of America Plaza Charlotte, NC 28255 |
Direct |
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BA Capital Management Sidecar, L.P. 100 North Tryon Street Bank of America Plaza Charlotte, NC 28255 |
Indirect |
Indirect 100% Owner of Reported Shares, as general partner of BA Capital Investors Sidecar Fund, L.P. |
BACM I Sidecar GP Limited 100 North Tryon Street Bank of America Plaza Charlotte, NC 28255 |
Indirect |
Indirect 100% Owner of Reported Shares, as general partner of BA Capital Management Sidecar, L.P. |
SIGNATURES
BA CAPITAL INVESTORS SIDECAR FUND, L.P. Dated: April 7, 2005
By: BA Capital Management Sidecar, L.P., its general partner
By: BACM I Sidecar GP Limited, its general partner
By:
/s/ J. Travis Hain
Name: J. Travis Hain
Title: Director
BA CAPITAL MANAGEMENT SIDECAR, L.P. Dated: April 7, 2005
By: BACM I Sidecar GP Limited, its general partner
By:
/s/ J. Travis Hain
Name: J. Travis Hain
Title: Director
BACM I SIDECAR GP LIMITED Dated: April 7, 2005
By:
/s/ J. Travis Hain
Name: J. Travis Hain
Title: Director