0001116679-05-001264 3 2 20050418 20050426 20050426 Celanese CORP 0001306830 2820 980420726 DE 1231 1601 W. LBJ FREEWAY DALLAS TX 75234 972-443-4000 1601 W. LBJ FREEWAY DALLAS TX 75234 Blackstone Crystal Holdings Capital Partners (Cayman) IV Ltd. 20041022 SHAW CURTIS S 0001098953 3 34 001-32410 05773897 CHARTER COMMUNICATIONS INC 12405 POWERSCOURT DRIVE ST LOUIS MO 63131 3149650555 CHARTER COMMUNICATIONS, INC. 12405 POWERSCOURT DR ST LOUIS MO 6131 3 1 edgar.xml PRIMARY DOCUMENT FORM 3 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB Number: Washington, D.C. 20549 3235-0104 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF Estimated SECURITIES average burden hours per response... 0.5 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 1. Name and Address of Reporting 2. Date of Event 3. Issuer Name and Ticker or Trading Person * Requiring Symbol SHAW CURTIS S Statement Celanese CORP [CE] (MM/DD/YYYY) 4/18/2005 (Last) (First) (Middle) 4. Relationship of Reporting Person(s) to Issuer (Check C/O CELANESE CORPORATION, 1601 W. all applicable) LBJ FREEWAY _____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) See attached Exhibit 99.1. / (Street) 5. If Amendment, 6. Individual or Joint/Group DALLAS, TX 75234 Date Original Filing(Check Applicable Line) (City) (State) (Zip) Filed(MM/DD/YYYY) _X_ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person Table I - Non-Derivative Securities Beneficially Owned 1.Title of Security 2. Amount of 3. 4. Nature of Indirect (Instr. 4) Securities Ownership Beneficial Ownership Beneficially Form: (Instr. 5) Owned Direct (Instr. 4) (D) or Indirect (I) (Instr. 5) Series A Common Stock 27100 D Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivate 2. Date Exercisable 3. Title and 4. 5. 6. Nature of Security and Expiration Date Amount of Conversion Ownership Indirect (Instr. 4) (MM/DD/YYYY) Securities or Form of Beneficial Underlying Exercise Derivative Ownership Derivative Price of Security: (Instr. 5) Security Derivative Direct (D) (Instr. 4) Security or Indirect (I) Date Expiration Title Amount (Instr. 5) Exercisable Date or Number of Shares Non-Qualified Stock Series A Option (Right to Buy) (1) 4/18/2015 Common 74000 $15.16 D Stock Non-Qualified Stock Series A Option (Right to Buy) (2) 4/18/2015 Common 111000 $15.16 D Stock Stock Option (Right to Series A Buy) (3) 4/21/2005 Common 9375 $16.00 D Stock Explanation of Responses: (1) Granted pursuant to the Company's 2004 Stock Incentive Plan. The option shares will vest, subject to continued employment, with respect to 20% on each of December 31, 2005, December 31, 2006, December 31, 2007, December 31, 2008, and December 31, 2009. (2) Granted pursuant to the Company's 2004 Stock Incentive Plan. The option shares will vest, subject to continued employment and achievement of certain performance targets, with respect to 30% of the option shares on December 31, 2005, with respect to 30% of the option shares on December 31, 2006, with respect to 15% of the option shares on December 31, 2007, and with respect to 25% of the option shares on December 31, 2008. (3) Upon his employment with the Company, Mr. Shaw received a right to purchase shares of Series A common stock at a purchase price of $16, which right expired when Mr. Shaw accepted the right to purchase shares offered at $7.20 per share, but did not exercise the right to purchase shares offered at $16 per share. Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other SHAW CURTIS S C/O CELANESE CORPORATION See attached Exhibit 99.1. 1601 W. LBJ FREEWAY DALLAS, TX 75234 Signatures Mai-Anh Nguyen, on behalf of Curtis S. Shaw 4/26/2005 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. EX-99 2 ex99-1.txt RELATIONSHIP OF REPORTING PERSON(S) TO ISSUER. Exhibit 99.1 Mr. Curtis S. Shaw's complete title is Executive Vice President, General Counsel (Americas) and Corporate Secretary.